|
Chardan 2008 China Acquis (CACAU)
|
08/11/08 |
Brean Murray |
$8.00 - $8.00
|
$8.00
|
$8.40
|
5.0 %
|
|
Rackspace Hosting (RAX)
|
08/07/08 |
Goldman Sachs |
$12.00 - $16.00
|
$12.50
|
$10.97
|
-12.2 %
|
|
China Mass Media Advertis (CMM)
|
08/03/08 |
Merrill Lynch |
$5.20 - $7.20
|
$6.80
|
$5.47
|
-19.6 %
|
|
China Distance Education (DL)
|
07/29/08 |
Citi |
$7.00 - $8.00
|
$7.00
|
$3.65
|
-47.9 %
|
|
GT Solar International (SOLR)
|
07/23/08 |
Credit Suisse |
$15.50 - $17.50
|
$16.50
|
$12.66
|
-23.3 %
|
|
North Asia Investment Cor (NHR-U)
|
07/23/08 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.51
|
-4.9 %
|
|
Energy Recovery (ERII)
|
07/01/08 |
Citi |
$7.00 - $9.00
|
$8.50
|
$8.66
|
1.9 %
|
|
Navios Maritime Acquisiti (NNA-U)
|
06/25/08 |
J.P. Morgan |
$10.00 - $10.00
|
$10.00
|
$10.14
|
1.4 %
|
|
Britannia Bulk Holdings (DWT)
|
06/17/08 |
Goldman Sachs |
$17.00 - $19.00
|
$15.00
|
$9.32
|
-37.9 %
|
|
RHI Entertainment (RHIE)
|
06/17/08 |
J.P. Morgan |
$16.00 - $18.00
|
$14.00
|
$14.52
|
3.7 %
|
|
Safe Bulkers (SB)
|
05/28/08 |
Merrill Lynch |
$20.00 - $22.00
|
$19.00
|
$18.91
|
-0.5 %
|
|
American Capital Agency (AGNC)
|
05/14/08 |
Citi |
$20.00 - $20.00
|
$20.00
|
$18.20
|
-9.0 %
|
|
Verso Paper (VRS)
|
05/14/08 |
Credit Suisse |
$16.00 - $18.00
|
$12.00
|
$4.87
|
-59.4 %
|
|
Western Gas Partners L.P. (WES)
|
05/08/08 |
UBS Investment |
$17.00 - $19.00
|
$16.50
|
$15.36
|
-6.9 %
|
|
Colfax (CFX)
|
05/07/08 |
Merrill Lynch |
$15.00 - $17.00
|
$18.00
|
$24.66
|
37.0 %
|
|
Real Goods Solar (RSOL)
|
05/07/08 |
ThinkPanmure |
$10.00 - $12.00
|
$10.00
|
$6.20
|
-38.0 %
|
|
Pioneer Southwest Energy (PSE)
|
04/30/08 |
Citi |
$19.00 - $21.00
|
$19.00
|
$18.65
|
-1.8 %
|
|
Hatteras Financial (HTS)
|
04/24/08 |
Keefe Bruyette |
$24.00 - $26.00
|
$24.00
|
$24.15
|
0.6 %
|
|
Whiting USA Trust I (WHX)
|
04/24/08 |
Raymond James |
$19.00 - $21.00
|
$20.00
|
$20.36
|
1.8 %
|
|
American Water Works (AWK)
|
04/22/08 |
Goldman Sachs |
$24.00 - $26.00
|
$21.50
|
$21.72
|
1.0 %
|
|
Intrepid Potash (IPI)
|
04/21/08 |
Goldman Sachs |
$24.00 - $26.00
|
$32.00
|
$47.04
|
47.0 %
|
|
CardioNet (BEAT)
|
03/18/08 |
Citi |
$22.00 - $24.00
|
$18.00
|
$31.09
|
72.7 %
|
|
Visa (V)
|
03/18/08 |
J.P. Morgan |
$37.00 - $42.00
|
$44.00
|
$74.45
|
69.2 %
|
|
Heritage-Crystal Clean (HCCI)
|
03/11/08 |
William Blair |
$10.50 - $12.50
|
$11.50
|
$13.50
|
17.4 %
|
|
BPW Acquisition Corp. (BPW-U)
|
02/26/08 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.75
|
-2.5 %
|
|
BioHeart (BHRT)
|
02/18/08 |
Merriman Curhan |
$6.00 - $8.00
|
$5.25
|
$4.05
|
-22.9 %
|
|
GHL Acquisition Corp. (GHQ-U)
|
02/14/08 |
Banc of America |
$10.00 - $10.00
|
$10.00
|
$9.80
|
-2.0 %
|
|
MAKO Surgical (MAKO)
|
02/14/08 |
J.P. Morgan |
$14.00 - $16.00
|
$10.00
|
$7.09
|
-29.1 %
|
|
ArcSight (ARST)
|
02/13/08 |
Morgan Stanley |
$9.00 - $11.00
|
$9.00
|
$9.89
|
9.9 %
|
|
Asia Time Corporation (TYM)
|
02/11/08 |
Westpark Capita |
$3.00 - $4.00
|
$3.50
|
$3.70
|
5.7 %
|
|
Overture Acquisition (NLX-U)
|
01/30/08 |
J.P. Morgan |
$10.00 - $10.00
|
$10.00
|
$9.75
|
-2.5 %
|
|
ATA Inc. (ATAI)
|
01/28/08 |
Merrill Lynch |
$9.50 - $11.50
|
$9.50
|
$12.13
|
27.7 %
|
|
Cascal (HOO)
|
01/28/08 |
J.P. Morgan |
$17.00 - $19.00
|
$12.00
|
$10.58
|
-11.8 %
|
|
ReneSola (SOL)
|
01/28/08 |
Credit Suisse |
$15.45 - $15.45
|
$13.00
|
$18.41
|
41.6 %
|
|
Atlas Acquisition Holding (AXG-U)
|
01/24/08 |
Lazard |
$10.00 - $10.00
|
$10.00
|
$9.60
|
-4.0 %
|
|
IPC (IPCM)
|
01/24/08 |
Credit Suisse |
$15.00 - $17.00
|
$16.00
|
$26.17
|
63.6 %
|
|
RiskMetrics Group (RMG)
|
01/24/08 |
Credit Suisse |
$17.00 - $19.00
|
$17.50
|
$22.50
|
28.6 %
|
|
Trian Acquisition I Corp. (TUX-U)
|
01/24/08 |
Deutsche Bank |
$10.00 - $10.00
|
$10.00
|
$9.93
|
-0.7 %
|
|
Sapphire Industrials Corp (FYR-U)
|
01/18/08 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.80
|
-2.0 %
|
|
Sports Properties Acquisi (HMR-U)
|
01/18/08 |
Banc of America |
$10.00 - $10.00
|
$10.00
|
$9.72
|
-2.8 %
|
|
Williams Pipeline Partner (WMZ)
|
01/17/08 |
Lehman Brothers |
$19.00 - $21.00
|
$20.00
|
$17.10
|
-14.5 %
|
|
Asia Special Situation Ac (CIO-U)
|
01/16/08 |
Maxim Group LLC |
$10.00 - $10.00
|
$10.00
|
$9.35
|
-6.5 %
|
|
Polaris Acquisition (TKP-U)
|
01/14/08 |
Lazard |
$10.00 - $10.00
|
$10.00
|
$9.88
|
-1.2 %
|
|
NetSuite (N)
|
12/19/07 |
Credit Suisse |
$13.00 - $16.00
|
$26.00
|
$17.01
|
-34.6 %
|
|
Gushan Environmental Ener (GU)
|
12/18/07 |
Merrill Lynch |
$11.50 - $13.50
|
$9.60
|
$10.40
|
8.3 %
|
|
Orion Energy Systems (OESX)
|
12/18/07 |
Thomas Weisel |
$12.00 - $14.00
|
$13.00
|
$6.14
|
-52.8 %
|
|
Intellon (ITLN)
|
12/13/07 |
Deutsche Bank |
$9.00 - $11.00
|
$6.00
|
$3.75
|
-37.5 %
|
|
MEMSIC (MEMS)
|
12/13/07 |
Citi |
$11.00 - $13.00
|
$10.00
|
$2.24
|
-77.6 %
|
|
K12 (LRN)
|
12/12/07 |
Morgan Stanley |
$16.00 - $18.00
|
$18.00
|
$24.21
|
34.5 %
|
|
MedAssets (MDAS)
|
12/12/07 |
Morgan Stanley |
$14.00 - $16.00
|
$16.00
|
$17.01
|
6.3 %
|
|
Teekay Tankers Ltd. (TNK)
|
12/12/07 |
Citi |
$17.50 - $19.50
|
$19.50
|
$20.20
|
3.6 %
|
|
United Refining Energy Co (URX-U)
|
12/12/07 |
Deutsche Bank |
$10.00 - $10.00
|
$10.00
|
$9.90
|
-1.0 %
|
|
VanceInfo Technologies In (VIT)
|
12/11/07 |
Citi |
$7.50 - $9.50
|
$8.50
|
$9.15
|
7.6 %
|
|
Xinyuan Real Estate (XIN)
|
12/11/07 |
Merrill Lynch |
$13.00 - $15.00
|
$14.00
|
$6.39
|
-54.4 %
|
|
Cardtronics (CATM)
|
12/10/07 |
Deutsche Bank |
$14.00 - $16.00
|
$10.00
|
$7.95
|
-20.5 %
|
|
ChinaEdu Corporation (CEDU)
|
12/10/07 |
Bear Stearns |
$10.00 - $12.00
|
$10.00
|
$4.38
|
-56.2 %
|
|
Global Brands Acquisition (GQN-U)
|
12/07/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.66
|
-3.4 %
|
|
Tremisis Energy Acquisiti (TGY-U)
|
12/07/07 |
Merrill Lynch |
$8.00 - $8.00
|
$8.00
|
$7.75
|
-3.1 %
|
|
Entropic Communications (ENTR)
|
12/06/07 |
Credit Suisse |
$9.00 - $11.00
|
$6.00
|
$2.03
|
-66.2 %
|
|
Liberty Acquisition Holdi (LIA-U)
|
12/06/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.95
|
-0.5 %
|
|
Triple-S Management (GTS)
|
12/06/07 |
Credit Suisse |
$16.00 - $18.00
|
$14.50
|
$17.20
|
18.6 %
|
|
Titan Machinery (TITN)
|
12/05/07 |
Craig-Hallum Ca |
$7.50 - $9.50
|
$8.50
|
$23.69
|
178.7 %
|
|
VisionChina Media (VISN)
|
12/05/07 |
Credit Suisse |
$9.50 - $11.50
|
$8.00
|
$18.93
|
136.6 %
|
|
WSP Holdings Limited (WH)
|
12/05/07 |
J.P. Morgan |
$10.50 - $12.50
|
$8.50
|
$8.41
|
-1.1 %
|
|
North Shore Acquisition (NSAQU.OB)
|
12/04/07 |
EarlyBird Capit |
$8.00 - $8.00
|
$8.00
|
$7.75
|
-3.1 %
|
|
Camden Learning Corp (CAELU.OB)
|
11/30/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.70
|
-3.8 %
|
|
Global Consumer Acquisiti (GHC-U)
|
11/21/07 |
Deutsche Bank |
$10.00 - $10.00
|
$10.00
|
$9.75
|
-2.5 %
|
|
Ideation Acquisition Corp (IDI-U)
|
11/20/07 |
Lazard |
$8.00 - $8.00
|
$8.00
|
$8.05
|
0.6 %
|
|
China Holdings Acquisitio (HOL-U)
|
11/19/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.55
|
-4.5 %
|
|
SuccessFactors (SFSF)
|
11/19/07 |
Morgan Stanley |
$8.00 - $10.00
|
$10.00
|
$11.52
|
15.2 %
|
|
3PAR Inc. (PAR)
|
11/15/07 |
Goldman Sachs |
$11.00 - $13.00
|
$14.00
|
$9.91
|
-29.2 %
|
|
Chimera Investment (CIM)
|
11/15/07 |
Merrill Lynch |
$15.00 - $15.00
|
$15.00
|
$6.10
|
-59.3 %
|
|
El Paso Pipeline Partners (EPB)
|
11/15/07 |
Lehman Brothers |
$19.00 - $21.00
|
$20.00
|
$18.35
|
-8.3 %
|
|
Internet Brands (INET)
|
11/15/07 |
Thomas Weisel |
$10.00 - $12.00
|
$8.00
|
$6.85
|
-14.4 %
|
|
Prospect Acquisition (PAX-U)
|
11/15/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.65
|
-3.5 %
|
|
Rubicon Technology (RBCN)
|
11/15/07 |
UBS Investment |
$12.00 - $14.00
|
$14.00
|
$12.92
|
-7.7 %
|
|
EnergySolutions (ES)
|
11/14/07 |
Credit Suisse |
$19.00 - $21.00
|
$23.00
|
$18.56
|
-19.3 %
|
|
EnteroMedics (ETRM)
|
11/14/07 |
J.P. Morgan |
$14.00 - $16.00
|
$8.00
|
$3.74
|
-53.2 %
|
|
MSCI (MXB)
|
11/14/07 |
Morgan Stanley |
$14.00 - $16.00
|
$18.00
|
$30.06
|
67.0 %
|
|
Virtual Radiologic (VRAD)
|
11/14/07 |
Goldman Sachs |
$16.00 - $18.00
|
$17.00
|
$12.00
|
-29.4 %
|
|
Heckmann Corporation (HEK-U)
|
11/13/07 |
Credit Suisse |
$8.00 - $8.00
|
$8.00
|
$13.70
|
71.3 %
|
|
Och-Ziff Capital Manageme (OZM)
|
11/13/07 |
Goldman Sachs |
$30.00 - $33.00
|
$32.00
|
$17.62
|
-44.9 %
|
|
Navios Maritime Partners (NMM)
|
11/12/07 |
Merrill Lynch |
$19.00 - $21.00
|
$20.00
|
$12.39
|
-38.1 %
|
|
2020 ChinaCap Acquirco (TTY-U)
|
11/09/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.78
|
-2.8 %
|
|
American Public Education (APEI)
|
11/08/07 |
William Blair |
$15.00 - $17.00
|
$20.00
|
$43.20
|
116.0 %
|
|
Capitol Acquisition (CLA-U)
|
11/08/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.80
|
-2.0 %
|
|
China Nepstar Chain Drugs (NPD)
|
11/08/07 |
Goldman Sachs |
$11.50 - $13.50
|
$16.20
|
$4.65
|
-71.3 %
|
|
Ensign Group (ENSG)
|
11/08/07 |
D.A. Davidson |
$18.00 - $20.00
|
$16.00
|
$16.05
|
0.3 %
|
|
Enterprise Acquisition (EST-U)
|
11/08/07 |
UBS Investment |
$10.00 - $10.00
|
$10.00
|
$9.84
|
-1.6 %
|
|
Lumber Liquidators (LL)
|
11/08/07 |
Goldman Sachs |
$12.00 - $14.00
|
$11.00
|
$12.96
|
17.8 %
|
|
OSG America L.P. (OSP)
|
11/08/07 |
Citi |
$19.00 - $21.00
|
$19.00
|
$11.98
|
-36.9 %
|
|
Quest Energy Partners (QELP)
|
11/08/07 |
Wachovia Securi |
$19.00 - $21.00
|
$18.00
|
$12.17
|
-32.4 %
|
|
Approach Resources (AREX)
|
11/07/07 |
J.P. Morgan |
$14.00 - $16.00
|
$12.00
|
$14.74
|
22.8 %
|
|
Golden Pond Healthcare (GPH-U)
|
11/07/07 |
Deutsche Bank |
$8.00 - $8.00
|
$8.00
|
$7.70
|
-3.8 %
|
|
ICx Technologies (ICXT)
|
11/07/07 |
Lehman Brothers |
$17.00 - $19.00
|
$16.00
|
$8.26
|
-48.4 %
|
|
Agria Corporation (GRO)
|
11/06/07 |
Credit Suisse |
$14.50 - $16.50
|
$16.50
|
$4.56
|
-72.4 %
|
|
AirMedia (AMCN)
|
11/06/07 |
Morgan Stanley |
$9.00 - $11.00
|
$15.00
|
$11.44
|
-23.7 %
|
|
ARYx Therapeutics (ARYX)
|
11/06/07 |
Morgan Stanley |
$14.00 - $16.00
|
$10.00
|
$6.55
|
-34.5 %
|
|
BioForm Medical (BFRM)
|
11/06/07 |
J.P. Morgan |
$9.00 - $11.00
|
$8.00
|
$5.05
|
-36.9 %
|
|
SandRidge Energy (SD)
|
11/05/07 |
Lehman Brothers |
$22.00 - $24.00
|
$26.00
|
$37.00
|
42.3 %
|
|
Neutral Tandem (TNDM)
|
11/01/07 |
Morgan Stanley |
$11.00 - $13.00
|
$14.00
|
$20.80
|
48.6 %
|
|
Deltek (PROJ)
|
10/31/07 |
Credit Suisse |
$17.00 - $19.00
|
$18.00
|
$7.99
|
-55.6 %
|
|
Giant Interactive Group (GA)
|
10/31/07 |
Merrill Lynch |
$12.00 - $14.00
|
$15.50
|
$9.65
|
-37.7 %
|
|
Nanosphere (NSPH)
|
10/31/07 |
Credit Suisse |
$14.00 - $16.00
|
$14.00
|
$9.52
|
-32.0 %
|
|
SoundBite Communications (SDBT)
|
10/31/07 |
Cowen & Com |
$12.00 - $14.00
|
$8.00
|
$2.63
|
-67.1 %
|
|
012 Smile.Communications (SMLC)
|
10/30/07 |
CIBC World Mark |
$14.00 - $16.00
|
$12.00
|
$8.39
|
-30.1 %
|
|
CNinsure Inc. (CISG)
|
10/30/07 |
Morgan Stanley |
$11.00 - $13.00
|
$16.00
|
$13.17
|
-17.7 %
|
|
Genoptix (GXDX)
|
10/29/07 |
Lehman Brothers |
$14.00 - $16.00
|
$17.00
|
$35.13
|
106.6 %
|
|
NovaBay Pharmaceuticals (NBY)
|
10/25/07 |
Dundee Securiti |
$4.00 - $6.00
|
$4.00
|
$2.05
|
-48.8 %
|
|
Power Medical Interventio (PMII)
|
10/25/07 |
Jefferies |
$12.00 - $14.00
|
$11.00
|
$4.11
|
-62.6 %
|
|
FGX International Holding (FGXI)
|
10/24/07 |
William Blair |
$14.00 - $16.00
|
$16.00
|
$13.00
|
-18.8 %
|
|
Pzena Investment Manageme (PZN)
|
10/24/07 |
Goldman Sachs |
$16.00 - $18.00
|
$18.00
|
$8.82
|
-51.0 %
|
|
Secure America Acquisitio (HLD-U)
|
10/24/07 |
Suntrust Robins |
$8.00 - $8.00
|
$8.00
|
$7.55
|
-5.6 %
|
|
Ulta Beauty (ULTA)
|
10/24/07 |
J.P. Morgan |
$14.00 - $16.00
|
$18.00
|
$11.20
|
-37.8 %
|
|
Longtop Financial Technol (LFT)
|
10/23/07 |
Goldman Sachs |
$12.00 - $14.00
|
$17.50
|
$17.59
|
0.5 %
|
|
Vanguard Natural Resource (VNR)
|
10/23/07 |
Citi |
$19.00 - $21.00
|
$19.00
|
$15.87
|
-16.5 %
|
|
CVR Energy (CVI)
|
10/22/07 |
Goldman Sachs |
$18.00 - $20.00
|
$19.00
|
$13.32
|
-29.9 %
|
|
Fuqi International (FUQI)
|
10/22/07 |
Merriman Curhan |
$7.00 - $9.00
|
$9.00
|
$10.24
|
13.8 %
|
|
Triplecrown Acquisition (TCW-U)
|
10/22/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.60
|
-4.0 %
|
|
DuPont Fabros Technology (DFT)
|
10/18/07 |
Lehman Brothers |
$19.00 - $21.00
|
$21.00
|
$17.12
|
-18.5 %
|
|
Maxcom Telecommunications (MXT)
|
10/18/07 |
Morgan Stanley |
$15.50 - $17.50
|
$17.50
|
$7.90
|
-54.9 %
|
|
Noah Education Holdings (NED)
|
10/18/07 |
Deutsche Bank |
$9.80 - $11.80
|
$14.00
|
$4.72
|
-66.3 %
|
|
NRDC Acquisition (NAQ-U)
|
10/18/07 |
Banc of America |
$10.00 - $10.00
|
$10.00
|
$9.72
|
-2.8 %
|
|
Stream Global Services (OOO-U)
|
10/18/07 |
Deutsche Bank |
$8.00 - $8.00
|
$8.00
|
$8.45
|
5.6 %
|
|
TM Entertainment and Medi (TMI-U)
|
10/18/07 |
Pali Capital |
$8.00 - $8.00
|
$8.00
|
$7.62
|
-4.8 %
|
|
Stone Tan China Acquisiti (STTAU.OB)
|
10/16/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.85
|
-1.9 %
|
|
TranS1 (TSON)
|
10/16/07 |
Lehman Brothers |
$12.00 - $14.00
|
$15.00
|
$8.19
|
-45.4 %
|
|
Rodman & Renshaw Capital (RODM)
|
10/15/07 |
Sandler O'Neill |
$5.00 - $7.00
|
$5.00
|
$2.20
|
-56.0 %
|
|
SP Acquisition Holdings (DSP-U)
|
10/11/07 |
UBS Investment |
$10.00 - $10.00
|
$10.00
|
$9.84
|
-1.6 %
|
|
Virgin Mobile USA (VM)
|
10/10/07 |
Lehman Brothers |
$15.00 - $17.00
|
$15.00
|
$2.68
|
-82.1 %
|
|
Compellent Technologies (CML)
|
10/09/07 |
Morgan Stanley |
$10.00 - $12.00
|
$13.50
|
$12.90
|
-4.4 %
|
|
Targanta Therapeutics (TARG)
|
10/09/07 |
Credit Suisse |
$12.00 - $14.00
|
$10.00
|
$6.00
|
-40.0 %
|
|
Textainer Group Holdings (TGH)
|
10/09/07 |
Credit Suisse |
$19.00 - $21.00
|
$16.50
|
$18.01
|
9.2 %
|
|
China Digital TV (STV)
|
10/04/07 |
Morgan Stanley |
$11.00 - $13.00
|
$16.00
|
$9.51
|
-40.6 %
|
|
MAP Pharmaceuticals (MAPP)
|
10/04/07 |
Merrill Lynch |
$14.00 - $16.00
|
$12.00
|
$10.45
|
-12.9 %
|
|
Highlands Acquisition (HIA-U)
|
10/03/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.71
|
-2.9 %
|
|
Inter-Atlantic Financial (IAN-U)
|
10/03/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.76
|
-3.0 %
|
|
Constant Contact (CTCT)
|
10/02/07 |
CIBC World Mark |
$12.00 - $14.00
|
$16.00
|
$16.71
|
4.4 %
|
|
Hicks Acquisition Company (TOH-U)
|
09/28/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.65
|
-3.5 %
|
|
China Architectural Engin (RCH)
|
09/27/07 |
Westpark Capita |
$3.00 - $4.00
|
$3.50
|
$10.72
|
206.3 %
|
|
Duff & Phelps (DUF)
|
09/27/07 |
Goldman Sachs |
$16.50 - $18.50
|
$16.00
|
$19.13
|
19.6 %
|
|
Babcock & Brown Air LTD (FLY)
|
09/26/07 |
Morgan Stanley |
$22.00 - $24.00
|
$23.00
|
$11.35
|
|